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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549  

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FORM ABS-15G

  

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ASSET-BACKED SECURITIZER

REPORT PURSUANT TO SECTION 15G OF

THE SECURITIES EXCHANGE ACT OF 1934

A-Mark Precious Metals, Inc.

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

¨	Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period                      to

 

		Date of Report (Date of earliest event reported)
		Commission File Number of securitizer:
		Central Index Key Number of securitizer:

 Name and telephone number, including area code, of the person

to contact in connection with this filing  

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Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1)  ¨

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i)  ¨

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii)  ¨

 

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x	Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

Central Index Key Number of securitizer: 0001591588

 

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AM Capital Funding, LLC

(Exact name of issuing entity as specified in its charter)

  

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Central Index Key Number of issuing entity (if applicable): Not applicable.

Central Index Key Number of underwriter (if applicable): Not applicable.

Thor Gjerdrum, 310-587-1414

Name and telephone number, including area code, of the person

to contact in connection with this filing

INFORMATION TO BE INCLUDED IN THE REPORT

FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer

Attached as Exhibit 99.1 hereto is a report of independent certified public accountants dated June 1, 2018 obtained by A-Mark Precious Metals, Inc., which report sets forth the findings and conclusions, as applicable, of Grant Thornton LLP with respect to certain agreed upon procedures performed by Grant Thornton LLP.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entities have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

 

A-Mark Precious Metals, Inc.
/s/ Carol Meltzer
Carol Meltzer

EXHIBIT INDEX

Exhibit Number		Description
Exhibit 99.1		Report of Independent Certified Public Accountants, dated June 1, 2018.