SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 25, 2021
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A-MARK PRECIOUS METALS, INC.
(Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter)
| Delaware |
001-36347 |
11-246169 |
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(State or other jurisdiction of incorporation or organization) |
(Commission file number) |
(I.R.S. employer identification no.) |
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2121 Rosecrans Avenue (Address of principal executive offices) |
90245 (Zip code) | |
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Registrant’s telephone number, including area code: (310) 587-1477 | ||
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Not Applicable | ||
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(Former Name or Former Address, if Changed Since Last Report) | ||
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): | ||||
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||
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Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, $0.01 par value | AMRK | Nasdaq Global Select Market | ||
| Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). | ||||
| Emerging growth company ¨ | ||||
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ | ||||
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Item 7.01. Regulation FD Disclosure
On February 25, 2021, the registrant issued a press release providing guidance for its fiscal third quarter ending March 31, 2021. A copy of the press released is filed as Exhibit 99.1 to this Form 8-K, to which reference is made for the text of the press release.
The information furnished in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, nor shall it be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Exhibits
(d) Exhibits:
| Exhibit | Description | |
| 99.1 | Press Release of A-Mark Precious Metals, Inc., dated February 25, 2021. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 25, 2021
| A-MARK PRECIOUS METALS, INC. | |
| By: /s/ Carol Meltzer | |
| Name: Carol Meltzer | |
| Title: General Counsel and Secretary | |
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